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About E-Mail Archiving

Simply put, E-Mail Archiving is a process by which E-Mail messages and associated attachments are copied and/or migrated to an “archive server” for the purpose of managing storage space requirements resulting from large volumes of e-mail and their attachments, for the purpose of retaining e-mail messages as required by a number of government and regulatory agencies, or in many instances, both.

With respect to E-mail Archiving as it relates to storage capacity management, it is estimated that the average corporate e-mail user sends and receives a minimum of 50 messages per day, with attachments ranging in size from as small as 5k for a WORD document or Excel Spreadsheet, to as large as 10MB for PowerPoint Presentations, audio and video files, product brochures and manuals, etc. When this volume of messages with attachments is multiplied through hundreds, thousands, or even tens of thousands of e-mail users, the storage requirements for an e-mail system quickly becomes costly and unmanageable.

With respect to E-mail Archiving as it relates to regulatory requirements, a number of regulatory agencies now mandate archiving e-mail messages for the purpose of search and discovery by internal and external auditors and compliance officers. Due to many recent corporate accounting scandals, insider trading scandals, employee harassment cases, and the fact that business transactions are now being conducted via e-mail, all electronic messages are considered to be business records. As with any traditional paper-based document, e-mail messages are now required to be available for review throughout a retention period as defined by a regulatory agency.

A partial list of the regulatory agencies that mandate e-mail archiving include:

  • Banking - FDIC and OCC
  • Securities brokers and dealers - SEC Rule 17a-4
  • Publicly owned corporations - Sarbanes-Oxley Act
  • Health care - HIPAA (Health Insurance Portability and Accountability Act)
  • Pharmaceuticals - FDA (Food and Drug Administration)
  • Defense companies – DoD (Department of Defense)
  • Nuclear Power Plants – NRC (Nuclear Regulatory Commission)

For more information on e-mail archiving for addressing server storage capacity management, Click Here

For more information on e-mail archiving for the purpose of satisfying regulatory requirements, Click Here

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